SEC, DOL Advance New Fiduciary Rule After Adverse 5th Circuit Ruling
Both the Securities Exchange Commission (SEC) and Department of Labor (DOL) are pushing ahead with fiduciary standards for investment advisers despite the 5th Circuit striking down the DOL’s previous fiduciary rule earlier this year.
Compliance Spotlight: Ali Gross, UC Los Angeles Health
Alanna J. Kroeker Executive Editor Loyola University Chicago School of Law, JD 2017 Ali Gross is currently a Senior Privacy Analyst at University of California Los Angeles Health (UCLA). Ms. Gross is a 2015 Loyola University Chicago School of Law Graduate where she also completed a health law certificate. Ms. Gross knew she wanted …