{"id":3338,"date":"2024-01-08T19:08:42","date_gmt":"2024-01-09T00:08:42","guid":{"rendered":"https:\/\/blogs.luc.edu\/ipbytes\/?p=3338"},"modified":"2024-07-16T03:58:28","modified_gmt":"2024-07-16T03:58:28","slug":"winter-is-coming-for-openai-what-constitutes-fair-use-by-chatgpt","status":"publish","type":"post","link":"https:\/\/blogs.luc.edu\/ipbytes\/winter-is-coming-for-openai-what-constitutes-fair-use-by-chatgpt\/","title":{"rendered":"Winter is Coming for OpenAI: What Constitutes Fair Use by ChatGPT?"},"content":{"rendered":"<p>Dragons, White Walkers and AI, oh my!<\/p>\n<p>If you are a big <a href=\"https:\/\/www.imdb.com\/title\/tt0944947\/\">Game of Thrones<\/a> or fanfiction lover, buckle up! From one (legal) battlefront to the other, <a href=\"https:\/\/openai.com\/\">OpenAI<\/a> has been under fire recently for the development of their artificial intelligence (AI) computer program <a href=\"https:\/\/chat.openai.com\/auth\/login\">ChatGPT<\/a>. The <a href=\"https:\/\/authorsguild.org\/\">Authors Guild<\/a> and 17 individual authors (\u201cAuthors\u201d), including \u201c<a href=\"https:\/\/georgerrmartin.com\/grrm_book\/a-game-of-thrones-a-song-of-ice-and-fire-book-one\/\">Game of Thrones<\/a>\u201d novelist George R.R. Martin, filed a <a href=\"https:\/\/fingfx.thomsonreuters.com\/gfx\/legaldocs\/xmvjlbqbnvr\/AUTHORS%20GUILD%20OPENAI%20LAWSUIT.pdf\">lawsuit<\/a> in September 2023, against Open AI for <a href=\"https:\/\/www.copyright.gov\/help\/faq\/faq-definitions.html#:~:text=What%20is%20copyright%20infringement%3F,%2Dpeer%20(P2P)%20networking%3F\">copyright infringement<\/a>.<\/p>\n<p>But before we dive into that, let\u2019s cover the basics of ChatGPT.<br \/>\n<!--more--><\/p>\n<figure id=\"attachment_2202\" aria-describedby=\"caption-attachment-2202\" style=\"width: 257px\" class=\"wp-caption alignnone\"><img loading=\"lazy\" decoding=\"async\" class=\" wp-image-2202\" src=\"https:\/\/blogs.luc.edu\/ipbytes\/wp-content\/uploads\/2024\/01\/Picture1-2.png\" alt=\"\" width=\"257\" height=\"192\" \/><figcaption id=\"caption-attachment-2202\" class=\"wp-caption-text\"><em>Photo by Arlen Zepeda.<\/em><\/figcaption><\/figure>\n<p><strong>Let\u2019s Break It Down: ChatGPT Basics<\/strong><\/p>\n<p>As a <a href=\"https:\/\/www.usatoday.com\/story\/news\/2023\/05\/18\/is-zillennial-a-real-thing\/70207436007\/\">zillennial<\/a> still trying to figure out how ChatGPT functions, I can attest to the fact that the technology is complex territory.<\/p>\n<p>In layman terms, ChatGPT operates similarly, <strong>though not identically<\/strong>, to <a href=\"https:\/\/www.google.com\/\">Google<\/a> \u2013 which is a <a href=\"https:\/\/www.merriam-webster.com\/dictionary\/search%20engine\">search engine<\/a> that uses algorithms to find items or images relating to term(s) you type into the google search bar via the Internet. Whereas with google searches, people typically type a word or phrase, looking for a document with that identical word. With ChatGPT, the user can type a question into a search bar using natural language and get a specific answer. A user also could input &#8220;Write a Game of Thrones Fanfiction,&#8221; and get an entire short story. ChatGPT uses algorithms but, unlike Google searches, it must be \u201ctrained\u201d by copying lots of existing data, like text and images.<\/p>\n<p>Now that we&#8217;ve got the basics of ChatGPT covered, let\u2019s turn to why authors like Martin and 16 others claim OpenAI is liable for copyright infringement.<\/p>\n<p><strong>ChatGPT is fighting dragons<\/strong><\/p>\n<p>The big issue is whether OpenAI can \u201cfeed\u201d ChatGPT copyrighted written works, like the entire series of Game of Thrones, without permission from the authors themselves.<\/p>\n<p>In their lawsuit, the Authors (both the Guild and individuals) argue that ChatGPT used an algorithm totally based on \u201csystemic theft on a mass scale.\u201d The Authors claim OpenAI copied many of their works without their permission. Their lawsuit describes multiple instances where ChatGPT created complete prequels, sequels, and accurate summaries using the same characters from the original novels in response to search requests.<\/p>\n<figure id=\"attachment_2963\" aria-describedby=\"caption-attachment-2963\" style=\"width: 179px\" class=\"wp-caption alignnone\"><img loading=\"lazy\" decoding=\"async\" class=\"wp-image-2963 \" src=\"https:\/\/blogs.luc.edu\/ipbytes\/wp-content\/uploads\/2024\/01\/Picture2.png\" alt=\"\" width=\"179\" height=\"241\" \/><figcaption id=\"caption-attachment-2963\" class=\"wp-caption-text\"><em>Photo by Arlen Zepeda.<\/em><\/figcaption><\/figure>\n<p>For example, independent developer and big Game of Thrones fan <a href=\"https:\/\/github.com\/LiamSwayne\">Liam Swayne<\/a> even used ChatGPT to create accurate versions of the two final books to a series that Martin is currently writing. Fans have been waiting 12 years for these books, so you can imagine their major disappointment when <a href=\"https:\/\/github.com\/LiamSwayne\/AI-Song-Of-Ice-And-Fire\">Swayne took down the written curations<\/a> due to the lawsuit.<\/p>\n<p>The Authors want damages of up to $150,000 per infringed work for the lost opportunity to license their works \u2013 so the stakes are higher than even the <a href=\"https:\/\/time.com\/5558803\/game-of-thrones-battles-ranked\/\">Battle of Winterfell<\/a>!<\/p>\n<p><strong>Can OpenAI continue to sit on their throne? <\/strong><\/p>\n<p>OpenAI admitted to using these copyrighted works to train ChatGPT, but they might be able to win this lawsuit with a type of defense called \u201c<a href=\"https:\/\/ogc.harvard.edu\/pages\/copyright-and-fair-use#:~:text=Fair%20use%20is%20the%20right,law%20is%20designed%20to%20foster.\">fair use<\/a>,\u201d which is when someone is allowed to use a copyrighted work in a way that would typically infringe if it does not unfairly take away from a copyright owner\u2019s right to control and benefit from the work. Fair use is a defense that can apply to any copyright infringement case, including use of musicals or digitizing books. If you are curious to learn more the full extent of its application, read more on fair use <a href=\"https:\/\/blogs.luc.edu\/ipbytes\/2023\/04\/17\/whats-mine-is-yours\/\">here<\/a>.<\/p>\n<p>In order to make their decision, the judge will need to consider <a href=\"https:\/\/www.copyright.gov\/fair-use\/\">four statutory factors<\/a> and see whether they weigh in favor or disfavor of OpenAI\u2019s fair use argument.<\/p>\n<p><strong>1. Purpose and character of OpenAI\u2019s use of the work<\/strong><\/p>\n<p>There are two issues relevant to a defendant\u2019s purpose and character of their use \u2013 whether use is commercial (or not), and whether the use or work is transformative. Each of these can point towards or against fair use.<\/p>\n<p>One factor that courts will consider is whether OpenAI\u2019s use of the copyrighted works is for commercial or noncommercial purposes. Noncommercial uses, such as research and teaching, usually favors fair use. The purpose of ChatGPT is commercial use because it generates a profit via a paid subscription called ChatGPT Plus.<\/p>\n<p>But there still might be fair use if the work created by ChatGPT, or its use, was strongly <a href=\"https:\/\/www.copyright.gov\/fair-use\/#:~:text=Additionally%2C%20%E2%80%9Ctransformative%E2%80%9D%20uses%20are,original%20use%20of%20the%20work.\">transformative<\/a>. In other words, if ChatGPT were adding something to the Authors\u2019 novels that would transform the work into something new and different, the court might lean in favor of fair use.<\/p>\n<p>For example, some cases find that critique, such as a parody, even if it is commercial can be a transformative work. In addition, a use can be transformative if it\u2019s very different and socially beneficial. For example, as noted <a href=\"https:\/\/blogs.luc.edu\/ipbytes\/2023\/04\/17\/whats-mine-is-yours\/\">previously<\/a>, scanning books to create Google Book Search that helps researchers and students was considered fair use. Since ChatGPT is arguably providing a very different service, somewhat like Google Book search, that could weigh in favor of fair use.<\/p>\n<p><strong>2. Nature of the Authors\u2019 works<\/strong><\/p>\n<p>The court will also consider the nature of the original copyrighted work and how creative it is. The more creative a work is, the more copyright protection it gets, along with less room for fair use. The nature of the Authors\u2019 works is super creative, especially with the fictional worlds of Game of Thrones. The works generally have a thicker level of protection against infringers, meaning less likely fair use. However, courts have found that if the defendant&#8217;s use is highly transformative, then that favors fair use.<\/p>\n<p>What does that mean for Open AI? This factor could partially weigh in favor of OpenAI\u2019s argument for fair use because of ChatGPT\u2019s highly transformative use in providing new ways to search, as well as create, new storylines and continuing the next chapter of Authors\u2019 works. But the factor may also weigh against fair use for stories that have not been published yet by the Authors themselves, especially the case with Martin. So, the outcome of this factor may not be the same for all works in the lawsuit, or even all works by an individual author.<\/p>\n<p><strong>3. The Amount and Substantiality of the works used by OpenAI<\/strong><\/p>\n<p>The court will also look at how much of the copyrighted works OpenAI copied and whether OpenAI took more of the work than what was necessary? Generally if a defendant takes a large part, or the \u201cheart\u201d of the work, that disfavors fair use \u2013 unless the defendant\u2019s work or use is considered highly transformative.<\/p>\n<p>Here, OpenAI could argue this factor weighs in favor of fair use because even though they admitted to copying 100% of the Authors\u2019 novels in training ChatGPT, the program\u2019s use of them in creating new storylines and images can be considered a strongly transformative use. Of course, if the court disagrees that it&#8217;s strongly transformative, this factor would weigh against it.<\/p>\n<p><strong>4. The effect of OpenAI&#8217;s use on the Authors\u2019 actual and potential market<\/strong><\/p>\n<p>Finally, the court will consider the effect of OpenAI&#8217;s use on the authors\u2019 actual and potential markets. Markets for these Authors includes markets for publishing their newly written works and licensing to create <a href=\"https:\/\/www.copyright.gov\/circs\/circ14.pdf\">derivative works<\/a>, which is a work based on another work that already exists \u2013 like making a movie or TV show based on a book.<\/p>\n<p>In this scenario, OpenAI supersedes the authors\u2019 market to license their works and the ability to make profit from their current and future written works because ChatGPT is basically replacing these Authors in the industry of creating and publishing their novels. For these reasons, this factor does not necessarily weigh in favor of fair use by OpenAI.<\/p>\n<figure id=\"attachment_2963\" aria-describedby=\"caption-attachment-2963\" style=\"width: 212px\" class=\"wp-caption alignnone\"><img loading=\"lazy\" decoding=\"async\" class=\"wp-image-2963 \" src=\"https:\/\/blogs.luc.edu\/ipbytes\/wp-content\/uploads\/2024\/01\/Picture3.png\" alt=\"\" width=\"212\" height=\"237\" \/><figcaption id=\"caption-attachment-2963\" class=\"wp-caption-text\"><em>Photo by Francesca Zepeda (January 2021).<\/em><\/figcaption><\/figure>\n<p><strong>So what happens next?<\/strong><\/p>\n<p>Although these are fully my thoughts and opinions, it will ultimately be up to the court to decide.&lt;\/spa<\/p>\n<p>As ChatGPT continues to develop innovative ways to use their software for entertainment and content creation, we also simultaneously see the severe damage it can cause for creators we know and love. It is decisions on cases like this one that will determine the future of rights for authors and their rights to reign in the Kingdom of the North and beyond. What do you think the court should decide \u2013 is OpenAI guilty or not guilty of copyright infringement?<\/p>\n<p><em><img loading=\"lazy\" decoding=\"async\" class=\"size-medium wp-image-2975 alignleft\" src=\"https:\/\/blogs.luc.edu\/ipbytes\/wp-content\/uploads\/2023\/10\/IMG_7152-300x282.jpg\" alt=\"\" width=\"300\" height=\"282\" srcset=\"https:\/\/blogs.luc.edu\/ipbytes\/wp-content\/uploads\/2023\/10\/IMG_7152-300x282.jpg 300w, https:\/\/blogs.luc.edu\/ipbytes\/wp-content\/uploads\/2023\/10\/IMG_7152-768x723.jpg 768w, https:\/\/blogs.luc.edu\/ipbytes\/wp-content\/uploads\/2023\/10\/IMG_7152.jpg 851w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/><\/em><\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p><em>Francesca Zepeda<\/em><br \/>\n<em>Associate Blogger<\/em><br \/>\n<em>Loyola University Chicago School of Law, J.D. 2025<\/em><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Dragons, White Walkers and AI, oh my! If you are a big Game of Thrones or fanfiction lover, buckle up! From one (legal) battlefront to the other, OpenAI has been under fire recently for the development of their artificial intelligence (AI) computer program ChatGPT. The Authors Guild and 17 individual authors (\u201cAuthors\u201d), including \u201cGame of Thrones\u201d novelist George R.R. Martin, filed a lawsuit in September &hellip; <a href=\"https:\/\/blogs.luc.edu\/ipbytes\/winter-is-coming-for-openai-what-constitutes-fair-use-by-chatgpt\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">Winter is Coming for OpenAI: What Constitutes Fair Use by ChatGPT?<\/span><\/a><\/p>\n","protected":false},"author":70,"featured_media":4025,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[3],"tags":[],"class_list":["post-3338","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-copyrights"],"_links":{"self":[{"href":"https:\/\/blogs.luc.edu\/ipbytes\/wp-json\/wp\/v2\/posts\/3338","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/blogs.luc.edu\/ipbytes\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/blogs.luc.edu\/ipbytes\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/blogs.luc.edu\/ipbytes\/wp-json\/wp\/v2\/users\/70"}],"replies":[{"embeddable":true,"href":"https:\/\/blogs.luc.edu\/ipbytes\/wp-json\/wp\/v2\/comments?post=3338"}],"version-history":[{"count":6,"href":"https:\/\/blogs.luc.edu\/ipbytes\/wp-json\/wp\/v2\/posts\/3338\/revisions"}],"predecessor-version":[{"id":4409,"href":"https:\/\/blogs.luc.edu\/ipbytes\/wp-json\/wp\/v2\/posts\/3338\/revisions\/4409"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/blogs.luc.edu\/ipbytes\/wp-json\/wp\/v2\/media\/4025"}],"wp:attachment":[{"href":"https:\/\/blogs.luc.edu\/ipbytes\/wp-json\/wp\/v2\/media?parent=3338"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/blogs.luc.edu\/ipbytes\/wp-json\/wp\/v2\/categories?post=3338"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/blogs.luc.edu\/ipbytes\/wp-json\/wp\/v2\/tags?post=3338"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}