{"id":7009,"date":"2026-10-09T01:52:32","date_gmt":"2026-10-09T01:52:32","guid":{"rendered":"https:\/\/blogs.luc.edu\/compliance\/?p=7009"},"modified":"2026-10-09T01:52:32","modified_gmt":"2026-10-09T01:52:32","slug":"the-tobacco-loophole-how-fda-tobacco-regulations-let-underregulated-products-slide","status":"publish","type":"post","link":"https:\/\/blogs.luc.edu\/compliance\/?p=7009","title":{"rendered":"The Tobacco Loophole: How FDA Tobacco Regulations Let Underregulated Products Slide"},"content":{"rendered":"<p><i><span data-contrast=\"auto\">Audrey Ernst<\/span><\/i><span data-ccp-props=\"{}\">\u00a0<\/span><\/p>\n<p><i><span data-contrast=\"auto\">Associate Editor<\/span><\/i><span data-ccp-props=\"{}\">\u00a0<\/span><\/p>\n<p><i><span data-contrast=\"auto\">Loyola University Chicago School of Law, JD 2028<\/span><\/i><span data-ccp-props=\"{&quot;335559739&quot;:240}\">\u00a0<\/span><\/p>\n<p><span data-contrast=\"auto\">On September 2nd, 2026, U.S.-based tobacco companies Helix Innovations, LLC and NJOY, LLC (collectively, Altria) filed a lawsuit against the FDA to vacate its 2021 Pre-Market Tobacco Applications (PMTA) <\/span><a href=\"https:\/\/www.federalregister.gov\/documents\/2021\/10\/05\/2021-21011\/premarket-tobacco-product-applications-and-recordkeeping-requirements\"><span data-contrast=\"none\">rule.<\/span><\/a><span data-contrast=\"auto\"> Specifically, Altria seeks to block the enforcement of pre-market review requirements for pending tobacco products which primarily affect smokeless tobacco products and electronic nicotine delivery systems <\/span><a href=\"https:\/\/www.fda.gov\/tobacco-products\/ctp-newsroom\/perspective-fdas-progress-tobacco-product-application-review-and-related-enforcement\"><span data-contrast=\"none\">(ENDS).<\/span><\/a><span data-contrast=\"auto\"> Under the <\/span><a href=\"https:\/\/www.law.cornell.edu\/uscode\/text\/21\/387a\"><span data-contrast=\"none\">Tobacco Consumer Act (TCA)<\/span><\/a><span data-contrast=\"auto\">, the FDA is mandated to approve or deny applications for tobacco products within 180 days. However, Altria argues that the promulgation of the 2021 PMTA rule coupled with the 2016 \u201c<\/span><a href=\"https:\/\/www.federalregister.gov\/documents\/2016\/05\/10\/2016-10685\/deeming-tobacco-products-to-be-subject-to-the-federal-food-drug-and-cosmetic-act-as-amended-by-the\"><span data-contrast=\"none\">Deeming\u201d Rule<\/span><\/a><span data-contrast=\"auto\"> has caused extensive regulatory backlogs for the FDA, resulting in their numerous violations of the statutory deadline to review tobacco product applications.\u00a0<\/span><span data-ccp-props=\"{&quot;335551550&quot;:6,&quot;335551620&quot;:6,&quot;335559739&quot;:240}\">\u00a0<\/span><\/p>\n<p><span data-contrast=\"auto\">Altria\u2019s <\/span><a href=\"https:\/\/www.law360.com\/dockets\/download\/6a9829d90ba0de427ec0609b?doc_url=https%3A%2F%2Fecf.txnd.uscourts.gov%2Fdoc1%2F177118929293&amp;label=Case+Filing\"><span data-contrast=\"none\">complaint<\/span><\/a><span data-contrast=\"auto\"> contends that delays have harmed both domestic business and public health by creating a regulatory gridlock. <\/span><a href=\"https:\/\/www.fda.gov\/media\/127853\/download\"><span data-contrast=\"none\">Under<\/span><\/a><span data-contrast=\"auto\"> the 2021 PMTA rule, tobacco manufacturers are required to submit substantial evidence reports with distinct materials for each product, including risk investigations, marketing plans, environmental and population impacts, and other uniquely relevant documentation. While U.S. manufacturers seeking to comply face excessive red tape stalling scientifically backed products from reaching the market, foreign-sourced tobacco products have <\/span><a href=\"https:\/\/www.fda.gov\/news-events\/press-announcements\/fda-proposes-rule-would-help-hold-foreign-tobacco-product-manufacturers-accountable-protect-public\"><span data-contrast=\"none\">flooded<\/span><\/a><span data-contrast=\"auto\"> the U.S. market with unregulated alternatives that expressly target American youth. By failing to issue timely decisions, the FDA has inadvertently undermined consumer safety and penalized companies attempting to follow the law.\u00a0\u00a0<\/span><span data-ccp-props=\"{&quot;335551550&quot;:6,&quot;335551620&quot;:6,&quot;335559739&quot;:240}\">\u00a0<\/span><!--more--><\/p>\n<p><b><span data-contrast=\"auto\">A well-intentioned regulation erodes the FDA application process<\/span><\/b><span data-ccp-props=\"{&quot;335551550&quot;:6,&quot;335551620&quot;:6,&quot;335559739&quot;:240}\">\u00a0<\/span><\/p>\n<p><span data-contrast=\"auto\">The <\/span><a href=\"https:\/\/uscode.house.gov\/view.xhtml?req=(title:21%20section:387j%20edition:prelim)\"><span data-contrast=\"none\">TCA<\/span><\/a><span data-contrast=\"auto\"> requires that any tobacco product developed after 2007 be subject to pre-market review by the FDA. This <\/span><a href=\"https:\/\/www.fda.gov\/media\/127853\/download\"><span data-contrast=\"none\">pre-market review<\/span><\/a><span data-contrast=\"auto\"> requires that the FDA determine if the product is appropriate for the protection of public health.\u00a0 In 2016, the FDA created the \u201c<\/span><a href=\"https:\/\/www.federalregister.gov\/documents\/2016\/05\/10\/2016-10685\/deeming-tobacco-products-to-be-subject-to-the-federal-food-drug-and-cosmetic-act-as-amended-by-the\"><span data-contrast=\"none\">Deeming\u201d Rule<\/span><\/a><span data-contrast=\"auto\">, subjecting virtually all tobacco products to pre-market provisions and forcing many products off the market until deemed safe by the FDA. <\/span><a href=\"https:\/\/natlawreview.com\/article\/fda-s-new-tobacco-strategy-what-does-it-mean-your-vape-business\"><span data-contrast=\"none\">This<\/span><\/a><span data-contrast=\"auto\"> new rule immediately created an extensive backlog of products seeking to re-enter the market and resulted in years\u2019 worth of guidance, extended deadlines, and industry-driven backlash to the rule\u2019s application.<\/span><span data-ccp-props=\"{&quot;335551550&quot;:6,&quot;335551620&quot;:6,&quot;335559739&quot;:240}\">\u00a0<\/span><\/p>\n<p><span data-contrast=\"auto\">Then in 2021, the FDA proposed the <\/span><a href=\"https:\/\/www.federalregister.gov\/documents\/2021\/10\/05\/2021-21011\/premarket-tobacco-product-applications-and-recordkeeping-requirements\"><span data-contrast=\"none\">PMTA rule<\/span><\/a><span data-contrast=\"auto\">, opening the door for significant scrutiny by the already affected tobacco industry. <\/span><a href=\"https:\/\/www.federalregister.gov\/documents\/2021\/10\/05\/2021-21011\/premarket-tobacco-product-applications-and-recordkeeping-requirements\"><span data-contrast=\"none\">The rule<\/span><\/a><span data-contrast=\"auto\"> sought to create a stronger regulatory review for new tobacco products entering the market, primarily ENDS and other smokeless tobacco products. Further, the FDA <\/span><a href=\"https:\/\/www.fda.gov\/media\/127853\/download\"><span data-contrast=\"none\">interpreted<\/span><\/a><span data-contrast=\"auto\"> the TCA\u2019s 180-day rule to allow a delay of the clock\u2019s start until the last piece of information necessary to complete the submission was received, which in cases cited by Altria, has taken up to six years. The <\/span><a href=\"https:\/\/www.federalregister.gov\/documents\/2021\/10\/05\/2021-21011\/premarket-tobacco-product-applications-and-recordkeeping-requirements\"><span data-contrast=\"none\">rule<\/span><\/a><span data-contrast=\"auto\"> also added new application requirements, increasing the backlogs of applications, which Altria argued, was arbitrary, capricious, and against APA standards.\u00a0\u00a0<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335551550&quot;:6,&quot;335551620&quot;:6,&quot;335559739&quot;:240,&quot;335559740&quot;:259}\">\u00a0<\/span><\/p>\n<p><b><span data-contrast=\"auto\">Good-faith regulatory efforts fail to ensure public safety<\/span><\/b><span data-ccp-props=\"{&quot;335551550&quot;:6,&quot;335551620&quot;:6,&quot;335559739&quot;:240}\">\u00a0<\/span><\/p>\n<p><span data-contrast=\"auto\">With the rapid <\/span><a href=\"https:\/\/www.nytimes.com\/2026\/07\/06\/business\/zyn-nicotine-pouches-tobacco.html\"><span data-contrast=\"none\">emergence<\/span><\/a><span data-contrast=\"auto\"> of smokeless tobacco and ENDS products on the market, there has been growing concerns of marketing to adolescents and the emergence of underregulated products. While tobacco <\/span><a href=\"https:\/\/www.fda.gov\/tobacco-products\/health-effects-tobacco-use\/relative-risks-tobacco-products\"><span data-contrast=\"none\">manufacturers<\/span><\/a><span data-contrast=\"auto\"> argue that smokeless tobacco and ENDS products provide a beneficial alternative to standard cigarettes, the FDA\u2019s actions seek to establish higher compliance standards for these products. The <\/span><a href=\"https:\/\/www.fda.gov\/tobacco-products\/market-and-distribute-tobacco-product\/premarket-tobacco-product-applications\"><span data-contrast=\"none\">FDA<\/span><\/a><span data-contrast=\"auto\"> claims that the application process allows the agency ample time to investigate risks and benefits to the populations as a whole, determine whether or not these products would encourage individuals to begin using products, and to understand the methods and controls used to manufacture the products.\u00a0<\/span><span data-ccp-props=\"{&quot;335551550&quot;:6,&quot;335551620&quot;:6,&quot;335559739&quot;:240}\">\u00a0<\/span><\/p>\n<p><span data-contrast=\"auto\">To combat the slow application process, the FDA proposed a new<\/span><a href=\"https:\/\/www.federalregister.gov\/documents\/2026\/06\/29\/2026-13047\/establishment-registration-and-product-listing-for-tobacco-products\"><span data-contrast=\"none\"> rule<\/span><\/a><span data-contrast=\"auto\"> in 2026 attempting to address the lack of registration among foreign manufacturers<\/span><i><span data-contrast=\"auto\">. <\/span><\/i><span data-contrast=\"auto\">Additionally, in 2025, the FDA announced a <\/span><a href=\"https:\/\/www.fda.gov\/tobacco-products\/ctp-newsroom\/fda-launches-program-more-efficiently-review-nicotine-pouch-applications\"><span data-contrast=\"none\">pilot program<\/span><\/a><span data-contrast=\"auto\"> to fast-track review of certain smokeless tobacco products to replace unauthorized competitors in the market. <\/span><a href=\"https:\/\/www.law360.com\/dockets\/download\/6a9829d90ba0de427ec0609b?doc_url=https%3A%2F%2Fecf.txnd.uscourts.gov%2Fdoc1%2F177118929293&amp;label=Case+Filing\"><span data-contrast=\"none\">Plaintiffs contend<\/span><\/a><span data-contrast=\"auto\"> that these efforts will have negligible effects while the 2021 PMTA rule is still in place.\u00a0<\/span><span data-ccp-props=\"{&quot;335551550&quot;:6,&quot;335551620&quot;:6,&quot;335559739&quot;:240}\">\u00a0<\/span><\/p>\n<p><span data-contrast=\"auto\">This pending litigation grew out of the concern that foreign-based companies entering the U.S. markets will not face standard FDA requirements. Altria <\/span><a href=\"https:\/\/www.law360.com\/dockets\/download\/6a9829d90ba0de427ec0609b?doc_url=https%3A%2F%2Fecf.txnd.uscourts.gov%2Fdoc1%2F177118929293&amp;label=Case+Filing\"><span data-contrast=\"none\">cites<\/span><\/a><span data-contrast=\"auto\"> financial losses to domestic companies and profit increases for foreign manufacturers since the PMTA rule\u2019s enactment, negating the purpose of the regulatory framework. Further, the application process and effort put into entering the market has arguably prevented domestic manufacturers from focusing on research and development to improve products.\u00a0<\/span><span data-ccp-props=\"{&quot;335551550&quot;:6,&quot;335551620&quot;:6,&quot;335559739&quot;:240}\">\u00a0<\/span><\/p>\n<p><span data-contrast=\"auto\">While regulatory industries are known to have played a critical role in protecting the health and safety of consumers, especially when it comes to regulating market entry, this complaint displays a gap in the process. The lack of collaboration between industry leaders and agency commissioners has opened the door for under-regulated and potentially unsafe products to replace rule-compliant manufacturer products.\u00a0<\/span><span data-ccp-props=\"{&quot;335551550&quot;:6,&quot;335551620&quot;:6,&quot;335559739&quot;:240}\">\u00a0<\/span><\/p>\n<p><span data-contrast=\"auto\">The tobacco industry has faced years of scrutiny, which led to the development of the TCA to manage the risks, and prevent marketing directed at youth. However, recent regulations appear to upend these safety precautions so arduously fought for. The ability to come to a resolution under a less tedious framework that still provides high standards for safe market entry seems essential to avoid these unregistered illicit products from continuing to enter the US tobacco market.\u00a0<\/span><\/p>\n","protected":false},"excerpt":{"rendered":"<p>On September 2nd, 2026, U.S.-based tobacco companies Helix Innovations, LLC and NJOY, LLC (collectively, Altria) filed a lawsuit against the FDA to vacate its 2021 Pre-Market Tobacco Applications (PMTA) rule. Specifically, Altria seeks to block the enforcement of pre-market review requirements for pending tobacco products which primarily affect smokeless tobacco products and electronic nicotine delivery systems (ENDS). Under the Tobacco Consumer Act (TCA), the FDA is mandated to approve or deny applications for tobacco products within 180 days. However, Altria argues that the promulgation of the 2021 PMTA rule coupled with the 2016 \u201cDeeming\u201d Rule has caused extensive regulatory backlogs for the FDA, resulting in their numerous violations of the statutory deadline to review tobacco product applications.\u00a0\u00a0<\/p>\n<p>Altria\u2019s complaint contends that delays have harmed both domestic business and public health by creating a regulatory gridlock. Under the 2021 PMTA rule, tobacco manufacturers are required to submit substantial evidence reports with distinct materials for each product, including risk investigations, marketing plans, environmental and population impacts, and other uniquely relevant documentation. While U.S. manufacturers seeking to comply face excessive red tape stalling scientifically backed products from reaching the market, foreign-sourced tobacco products have flooded the U.S. market with unregulated alternatives that expressly target American youth. By failing to issue timely decisions, the FDA has inadvertently undermined consumer safety and penalized companies attempting to follow the law.\u00a0\u00a0\u00a0<\/p>\n","protected":false},"author":183,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[24],"tags":[675,1987],"class_list":["post-7009","post","type-post","status-publish","format-standard","hentry","category-fda","tag-e-cigarette","tag-tobacco"],"_links":{"self":[{"href":"https:\/\/blogs.luc.edu\/compliance\/index.php?rest_route=\/wp\/v2\/posts\/7009","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/blogs.luc.edu\/compliance\/index.php?rest_route=\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/blogs.luc.edu\/compliance\/index.php?rest_route=\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/blogs.luc.edu\/compliance\/index.php?rest_route=\/wp\/v2\/users\/183"}],"replies":[{"embeddable":true,"href":"https:\/\/blogs.luc.edu\/compliance\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=7009"}],"version-history":[{"count":1,"href":"https:\/\/blogs.luc.edu\/compliance\/index.php?rest_route=\/wp\/v2\/posts\/7009\/revisions"}],"predecessor-version":[{"id":7010,"href":"https:\/\/blogs.luc.edu\/compliance\/index.php?rest_route=\/wp\/v2\/posts\/7009\/revisions\/7010"}],"wp:attachment":[{"href":"https:\/\/blogs.luc.edu\/compliance\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=7009"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/blogs.luc.edu\/compliance\/index.php?rest_route=%2Fwp%2Fv2%2Fcategories&post=7009"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/blogs.luc.edu\/compliance\/index.php?rest_route=%2Fwp%2Fv2%2Ftags&post=7009"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}